AuditSwarm

Conduct engagement fieldwork to evaluate a bank’s Model Risk Management against SR 11-7, focusing on model development/implementation/use, validation (conceptual soundness, ongoing monitoring, outcomes analysis), and governance, policies, and controls. Outputs include structured assessments, preliminary findings, root causes, impact estimates, and initial conclusions aligned to the guidance.

Comprehensive IAM audit workflow based on IIA Global Technology Audit Guide (GTAG) - Auditing Identity and Access Management, 2nd Edition. Covers testing of identity controls, authorization processes, authentication mechanisms, and related monitoring controls aligned with COBIT 2019, NIST CSF 2.0, and CIS Controls v8.1.

Planning phase for credit risk management audit per IIA Global Practice Guide, including information gathering, risk assessment, and engagement planning aligned with Global Internal Audit Standards [Source: IIA Global Practice Guide: Auditing Credit Risk Management]